Pre-licence assessment
Licensing Readiness Review
A practical gap review against Taiwanese supervisory expectations for payment, electronic payment, or lending activities before you approach counsel or a filing timeline.
Who this is for
Teams planning an electronic payment institution path, a payment service expansion, or a consumer-finance registration who need a plain-language inventory of missing policies, people, and evidence.
Result you leave with
A readiness matrix keyed to common filing themes—governance, capital narrative, AML programme shape, consumer protection, and operational resilience—plus a shortlist of documents still to draft.
Scope
Included
- Document inventory against a readiness checklist
- Interviews with proposed responsible officers
- Gap notes for AML, complaints, and safeguarding narratives
- Suggested sequencing for counsel and internal owners
Outside this engagement
- Drafting or filing the licence application
- Acting as your compliance officer of record
- Guarantees of regulatory approval
How the work runs
We treat readiness as a portfolio of evidence, not a checklist score.
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1
Boundary map
Clarify which activities are in scope and which remain out of licence for now.
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2
Evidence desk review
Compare existing policies and drafts to typical filing expectations.
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3
Gap workshop
Walk leadership through missing artefacts and realistic timelines.
Map the gaps before the filing clock starts
Share your intended activity and timeline; we will propose a readiness review window.