Flagship audit

Control Environment Audit

A structured review of how a fintech firm authorizes money movement, segregates duties, and evidences oversight across payment, lending, or wallet operations.

Request a scoping call See the engagement map
Reviewer examining financial documents and notes at a desk
Working papers from a Kaohsiung payment-institution walkthrough.

Who this is for

Founders, compliance leads, and board observers at payment institutions, consumer lenders, remittance operators, and wallet providers preparing for licensing dialogue, investor diligence, or an internal control refresh in Taiwan.

Result you leave with

A written findings memorandum, a prioritized remediation map, and a walkthrough package your team can reuse with counsel, banks, or regulators—without a sales deck or product pitch.

Scope

Included

  • Mapping of customer-money pathways from onboarding to settlement
  • Sampling of authorization logs, exception queues, and reconciliation packs
  • Interviews with operations, finance, and compliance owners
  • Assessment of segregation of duties for high-risk actions
  • Written findings with severity ratings and evidence references
  • Closing briefing for leadership (remote or on-site in Taiwan)

Outside this engagement

  • Formal statutory audit opinions or certified financial statements
  • Penetration testing or source-code review
  • Ongoing outsourced compliance staffing
  • Bank account opening or licensing applications filed on your behalf

How the work runs

The engagement follows the pace of a working review, not a software rollout. You keep ownership of systems and staff; we examine how controls operate in practice.

  1. 1

    Scoping call

    We confirm products in scope, entity boundaries, and the decisions the audit must support—licence readiness, investor questions, or an internal control reset.

  2. 2

    Evidence intake

    You share policy packs, org charts, sample tickets, reconciliation files, and access lists under a short confidentiality letter.

  3. 3

    Field review

    We walk money paths, sample exceptions, and sit with the people who clear returns, chargebacks, or credit decisions.

  4. 4

    Findings & briefing

    You receive a memorandum with ranked issues, residual risks, and a remediation order suited to a lean fintech team.

Duration

Typically three to five weeks for a single product line; longer when multiple licences or group entities are in scope.

Delivery

Remote document review with optional on-site days at your Taiwan office or at our Kaohsiung address for leadership briefings.

Preparation

Nominate a single coordinator, freeze major process changes during fieldwork where possible, and prepare thirty days of sample exception and reconciliation files.

Pricing basis

Quote-based from NT$180,000 for a focused single-product review. Multi-entity or multi-product scopes are priced after the scoping call.

Ready for a clear reading of your controls?

Tell us which products move customer money and what decision this review must support.

Request a scoping call